Straight-forward advice you can count on.

Securities, Financing,
Mergers and Acquisitions

Key to any business is its’ growth strategy. This will involve raising funds, incentivizing personnel, acquiring assets and strategic relationships, and developing solid exit strategies. Among our expertise is the following:

 
  • Private Placements of stock under Reg D (504 and 506 placements)
  • Venture capital investments and related agreements (such as Purchase, Shareholder, Co-Sale and registration rights agreements)
  • Employee stock option plans (701)
  • Blue Sky (state) and SEC compliance
  • Mergers and Acquisitions (M & A)
  • Complex working capital loan agreements
  • Due diligence of target companies
  • Repurchase Rights Agreements